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Table of Contents
A Fair Punishment for
Humbert Humbert: Strict Liability and Affirmative Defenses
Vera Bergelson, Rutgers Law School - Newark
Delicate Balances: Assessing
the Needs and Rights of Siblings in Foster Care to Maintain Their
Relationships Post-Adoption
Randi Mandelbaum, Rutgers School of Law -
Newark
Introduction, 'After We Die:
The Life and Times of the Human Cadaver'
Norman L. Cantor, Rutgers University School of
Law
Health Reform and De Facto
Federalism in China
Christina S. Ho, Rutgers School of Law -
Newark
A Closer Look: A Symposium
Among Legal Historians and Law Librarians to Uncover the Spanish
Roots of the Louisiana Civil Law
Vicenç Feliú, University of the District of Columbia
- David A. Clarke School of Law Dennis Kim-Prieto, Rutgers, The State University of
New Jersey - School of Law-Newark Teresa M. Miguel, Lillian Goldman Law Library, Yale
Law School
How Law Student Information
Literacy (LSIL) Standards Address Deficits Identified by the
MacCrate Report and the Carnegie Report, and What They Mean for
Legal Research Education & Training
Dennis Kim-Prieto, Rutgers, The State University of
New Jersey - School of Law-Newark
A Free Labor Approach to
Human Trafficking
James Gray Pope, Rutgers Law School - Newark
Overcoming Gridlock:
Campbell after a Quarter-Century and Bureaucratically Rational
Gap-Filling in Mass Justice Adjudication in the Social Security
Administration's Disability Programs
Jon C. Dubin, Rutgers University School of
Law
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LEGAL SCHOLARSHIP NETWORK: LEGAL STUDIES RESEARCH PAPER SERIES RUTGERS SCHOOL OF LAW - NEWARK
"A Fair Punishment for Humbert Humbert: Strict Liability
and Affirmative Defenses" New Criminal Law Review, Vol. 14, No. 1, Winter
2011Rutgers School of Law-Newark Research Paper No.
083
VERA BERGELSON, Rutgers Law
School - Newark Email: vera_bergelson@yahoo.com
In this article, I focused on the intersection of strict
liability offenses and affirmative defenses. I sought to explore and
evaluate a peculiar discrepancy: all states, as well as the Model
Penal Code, deny to a defendant charged with a strict liability
offense the defense of mistake, yet at the same time, allow most
other affirmative defenses. Is this discrepancy warranted? Consider
the following scenarios in which Humbert Humbert is charged with the
statutory rape of Lolita:
If Humbert Humbert tried to argue
that he had acted under a mistaken belief that Lolita was above the
age of consent, he most likely would not prevail. He would not
prevail even if he made all possible efforts to find out Lolita's
true age (e.g., checked Lolita's birth certificate and received a
signed sworn affidavit from Lolita’' mother) or if he fell prey to
Lolita's own deception.
The outcome, however, would be
different if Humbert Humbert could prove that his misperception of
Lolita’s age was a result of insanity. In that case, Humbert Humbert
would have a valid defense. He would also have a defense if he could
show that he had had sex with Lolita under duress. Say, Clare
Quilty, engrossed in the production of his pornographic movie,
threatened to beat up Humbert Humbert unless he and Lolita performed
a sexual act in front of his camera.
Obviously, the defenses
of mistake, insanity, and duress, albeit belonging to the same
family of excuses, differ in many important respects. To see whether
certain formative differences may account for the different
treatment of these defenses, I examine various excuses on the scales
of cognitive-volitional, external-internal, and permanent-temporary.
In the end, I conclude that, from the moral perspective, there is:
(i) no difference between a permanent and temporary
impairment; (ii) a marginal difference in favor of external
limitation compared to internal; (iii) a meaningful difference in
favor of cognitive impairment compared to volitional. Effectively,
this conclusion means that a person who commits a strict liability
offense pursuant to a reasonable mistake deserves punishment even
less than a person who commits the same crime under duress.
I
further explore the discrepancy between the treatment of the defense
of mistake and other excuses in cases of strict liability from the
perspectives of efficiency and other public policies. I conclude
that this discrepancy is unwarranted, unfair, and arguably,
unconstitutional. Accordingly, I advocate for a revision of the
current law and adoption of an across-the-board rule that would make
the defense of a reasonable mistake available in any criminal
prosecution.
"Delicate Balances: Assessing the Needs and Rights of
Siblings in Foster Care to Maintain Their Relationships
Post-Adoption" New Mexico Law Review, Vol. 41, No. 1, 2011
Rutgers School of Law-Newark Research Paper No.
084
RANDI MANDELBAUM, Rutgers
School of Law - Newark Email: rmandelbaum@kinoy.rutgers.edu
Over the last two decades, social science research has
demonstrated the critical nature of sibling relationships, and, most
recently, the importance of sibling relationships for foster
children. Unfortunately, although our legal system has begun to
respond to our growing awareness of these essential connections,
e.g., many states, as well as Congress, have enacted statutes that
protect sibling relationships to some degree, few have established
laws to protect the relationship in the post-adoption context,
leaving approximately 60% of children adopted from foster care every
year, who are separated from their siblings, without the right to
maintain their relationships with one another.
Research also
shows that permanency for foster children, enshrined in the law and
accomplished through adoption, is critical. Yet, closed adoption
statutes, enacted at a time when the majority of adoptions were
private and of infants, as well as the rights of parents to make
decisions concerning the upbringing of their children, result in a
situation where to achieve permanency, many children must lose their
right to maintain their sibling connections, as courts are not
permitted to order contact between siblings post-adoption. In
addition, policymakers are reluctant to impose post-adoption
obligations for fear that doing so will discourage persons families
from seeking to become foster and adoptive families.
After
reviewing statutes and case law from all fifty states, examining the
social science research, and discussing open adoptions, this article
proposes a template of reforms to our child welfare and adoption
laws, and addresses some of the concerns, which may be raised by
these contemplated changes. The proposed statutory provisions
presume that the relationship between siblings in the foster care
system will be maintained and permits courts to order post-adoption
sibling contact, where it can be shown that there are existing
connections between the children and it is in all of the children’s
best interest.
I argue that the rights of the adoptive
parents may be overcome here because there is something different
about the parent-child relationship when the child is adopted out of
a state-run foster care system, as compared to a private adoption,
typically of a baby. Given this uniqueness, there is reason to
question whether a strict reliance on parental rights is
appropriate. In short, when a child is adopted from foster care, the
State has been actively involved in the creation of the adopting
parent–adopted child relationship, and, thus, has a parens patriae
obligation to ensure that it is in line with the child’s best
interest. This presence of the state, along with the children's
strong interest in maintaining their relationships with one another,
diminishes the adopting parents' expectations as to complete
autonomy and alters the balancing, which always occurs between the
rights of parents and the interests of the children and the state.
We would never permit the State to sanction an adoptive relationship
that did not agree to meet a child's medical or developmental needs.
Why then would we accept a situation where an adoptive parent was
refusing to maintain a sibling connection, when such a relationship
has been documented as being emotionally, and even psychologically,
important to the child's well-being?
By proposing statutory
reforms to our adoption laws, this article attempts to further the
dialogue concerning the rights of siblings in foster care to
maintain their relationship when one or more of the children are
adopted. While recently there has been some scholarly attention paid
to the needs and rights of siblings in foster care and the sibling
relationship more generally, little of it has been in the legal
arena, and none of it has exclusively focused on the interests of
siblings in the foster care system post-adoption. Moreover, no one
has addressed the Fostering Connections to Success and Increasing
Adoptions Act of 2008, and explored what these federal mandates
might mean for the rights of siblings, both prior to and after the
point of adoption.
"Introduction, 'After We Die: The Life and Times of the
Human Cadaver'" AFTER WE DIE: THE LIFE AND TIMES OF THE HUMAN
CADAVER, Introduction, Washington, D.C., Georgetown University
Press, 2010Rutgers School of Law-Newark Research Paper No.
085
NORMAN L. CANTOR, Rutgers
University School of Law Email:
ncantor@andromeda.rutgers.edu
This new book presents more than you thought you wanted to know
about the handling of human remains. After We Die (AWD) not only
chronicles a cadaver's physical state during various forms of
disposal, it also discusses a cadaver's legal and moral status.
AWD details who controls the fate of human remains and the
applicable legal bounds. Control of a cadaver is explored with
regard not only to mode and place of disposition of remains, but
also to use of cadaveric body parts in education, research, tissue
transplant, and procreation. AWD ascribes enforceable rights to the
insentient cadaver, not just to survivors reacting to what is
happening to a corpse. One such right is to have a decedent's prior
choices upheld; AWD urges advance planning toward enhancing the
impact of a life via productive cadaver roles in medical education,
research, and tissue transplant. AWD also discusses proposals for
increasing cadaveric organ supplies, including a presumed consent
regime.
As to moral standing of cadavers, AWD analyzes the
quasi-human status attributed to remains and the protections
therefore accorded to cadavers. The book reflects on the limits that
post-mortem human dignity poses on disposal choices by either a
decedent or an agent entitled to make final dispositions. Is it
intrinsically disrespectful to exploit human remains in public
educational displays, in artistic settings, or for utilitarian
purposes as in furniture or clothes?
This posting to SSRN
provides the Introduction to AWD.
"Health Reform and De Facto Federalism in
China" China: An International Journal, Vol. 8, No. 1, pp.
33-62, March 2010Rutgers School of Law-Newark Research Paper No.
086
CHRISTINA S. HO, Rutgers
School of Law - Newark Email: cho@kinoy.rutgers.edu
Understanding China as a de facto federal system can generate
explanations and recommendations concerning the path of China's
health reform. The first section reviews how de facto federalism
drove the historical development of the problems plaguing China's
health system. The next section shows how certain features of the
current reform plan, namely, the plan's ambivalence between
government and market approaches and its lack of strong
centralization, can be explained by de facto federalism. The third
section uses the hypothesis of de facto federalism to generate two
courses of action - one cautionary; the other, aspirational - that
could be considered for the future. The consequences for the health
sector of under-articulated federalism are clarified and point to
the need for discursive reasoned elaboration, as opposed to
political bargaining alone, in federalism.
"A Closer Look: A Symposium Among Legal Historians and
Law Librarians to Uncover the Spanish Roots of the Louisiana Civil
Law" Rutgers School of Law-Newark Research Paper No.
087
VICENÇ FELIÚ, University of
the District of Columbia - David A. Clarke School of
Law Email: vfeliu@udc.edu DENNIS KIM-PRIETO, Rutgers,
The State University of New Jersey - School of
Law-Newark Email: dprieto@kinoy.rutgers.edu TERESA M. MIGUEL, Lillian
Goldman Law Library, Yale Law School Email: teresa.miguel@yale.edu
The debate regarding whether the origin of Louisiana civil law is
based in the Spanish or in the French legal tradition has been
ongoing since that state's incorporation into the United States as a
result of the Louisiana Purchase. Distinguished legal scholars have
argued in favor of one tradition being dominant over the other, and
each has been staunch in support of that view. This article proposes
and demonstrates that the Spanish, not French, civil law had an
enormous influence on the creation and evolution of Louisiana civil
law, and that this legacy resonates today.
The article begins
with a brief historical account of the formation of Louisiana from
territory to statehood. It then closely examines the contributions
of Louis Casimir Elisabeth Moreau Lislet, the architect of the
Digest of 1808 and the Code of 1825. Original Spanish documents and
resources that were the foundation of the Digest of 1808 are
analyzed and used to demonstrate how these Spanish civil law sources
had a profound impact on Moreau Lislet and on the creation of
Louisiana civil law. Finally the continuing evolution of Louisiana
civil law and the now-famous Batiza-Pascal debate on the origins of
the Louisiana civil law are carefully examined.
"A Free Labor Approach to Human
Trafficking" University of Pennsylvania Law Review, Vol. 158, pp.
1849-1875, 2010Rutgers School of Law-Newark Research Paper No.
089
JAMES GRAY POPE, Rutgers
Law School - Newark Email: jpope@kinoy.rutgers.edu
In theory, an unwanted thing or condition can be eradicated by
the negative means of attacking it directly or the positive means of
nurturing a nemesis, or a combination of the two. In the field of
pest control, for example, a given pest can be attacked directly
with pesticides, or a nemesis species can be introduced into the
environment. In the latter case, the nemesis species does the work
of extermination either by attacking the pest or by outcompeting it
for food and other resources. Direct attack is the predominant legal
approach to human trafficking (which is defined to include not only
cross-border trafficking, but also the harboring or maintenance of a
person in a condition of slavery or involuntary servitude). The
United Nations Protocol, for example, calls on member states to
criminalize "trafficking in persons" and to provide protection and
assistance to victims of that practice. There is, however, another
possibility: nurturing the free labor system as a nemesis to
trafficking. This approach operates by guaranteeing to workers a set
of rights sufficient to achieve either economic independence or,
failing that, the power below to give employers the incentive above
to provide jobs that rise above servitude. It relies primarily on
workers -- not government enforcement -- to achieve and sustain labor
freedom. This free labor approach, which finds support in the law of
"involuntary servitude" under the United States Constitution,
appears to provide an indispensable and cost-effective way to
eliminate instances of trafficking that elude criminal prosecution.
The article discusses the possible application of this approach to
slavery and involuntary servitude, cross-border trafficking, and sex
trafficking.
"Overcoming Gridlock: Campbell after a Quarter-Century
and Bureaucratically Rational Gap-Filling in Mass Justice
Adjudication in the Social Security Administration's Disability
Programs" Administrative Law Review, Vol. 62, p. 937, 2010
Rutgers School of Law-Newark Research Paper No.
090
JON C. DUBIN, Rutgers
University School of Law Email:
JDUBIN@KINOY.RUTGERS.EDU
The Social Security Administration's (SSA) disability benefit
programs utilize the largest adjudicative system in the western
world. Yale Law Professor Jerry Mashaw's two comprehensive studies
of the SSA's processes have yielded a theory of bureaucratic
rationality to advance accuracy, consistency and baseline fairness
through hierarchical adherence to centrally formulated rules in
"mass justice" SSA adjudication. The SSA promulgated its "grid"
regulations in furtherance of Mashaw's thesis to systematize the
process of determining disability claimants' abilities to make
adjustments to other work. In 1983, the Supreme Court sustained the
grid in Heckler v. Campbell in an opinion administrative law
scholars have identified as one of the most influential in
administrative law. While elucidating the principles supporting
agencies' authority to resolve some factual issues in advance of
case-by-case adjudication through rulemaking and rigid decisional
rules notwithstanding the statutory requirement of individualized
decisionmaking, the Campbell Court relied in part on the presence of
gaps in the grid - exceptions requiring more flexible and
individualized adjudicative treatment. This includes a common
exception for claimants with non-exertional
limitations.
However, the agency's ad hoc, adjudicative
methodology where grid exceptions are present has undermined the
consistency and bureaucratic rationality the grid system was
intended to ensure, sanctioned discriminatory and disadvantaged
treatment of claimants with non-exertional impairments and
limitations, and deeply divided the circuits. Courts and agency
adjudicators differ within and among themselves on such fundamental
questions as: (1) what is the proper methodology for using the
grid's administratively noticed occupational and job bases as a
framework or guide on work adjustment questions in grid exception
cases and whether such methodology is applicable when additional
vocational or labor market evidence is procured; and (2) under what
circumstances may adjudicators deny a claim without additional
vocational or labor market evidence by presuming or taking
administrative notice of the lack of sufficient diminution or
erosion of the grid's job bases due to the presence of
considerations not factored into the grid's promulgation such as
non-exertional limitations.
The article develops approaches
for resolving both of these major grid "gap" issues. On the first
issue, it argues that the courts should compel the agency to utilize
non-promulgated interpretive guidance on the proper use of the
grid's adjudicative framework in work adjustment assessments. This
entails interpreting that guidance to mandate use of the grid's
occupational and job base numbers, and not ad hoc, adjudicative
gestalt, as the proper measure of the "significant" quantum of
performable jobs below which a claimant is deemed unable to make a
sufficient work adjustment in grid exception cases. In turn, this
would ensure greater fairness, consistency and non-discriminatory
treatment of similarly situated claimants and give proper effect to
statutory vocational factors. On the second issue, it advocates that
the Court compel compliance with settled official
notice/administrative notice doctrine to ensure procedural fairness
and prevent standardless intuitive decisionmaking. At a minimum,
this requires constraining adjudicators from taking unrebuttable
administrative notice that the grid's job bases have not been
significantly eroded by the presence of non-trivial, non-exertional
limitations in making work adjustment assessments.
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